This course provides a thorough overview of compliance, risk, and regulation, aimed at participants from the financial and related industries. It combines practical insights from guest speakers with a strong focus on enabling participants to make better, more holistic decisions about compliance issues.
Your Benefits:
- Gain a holistic understanding of the various dimensions of compliance and non-financial risk management.
- Appreciate the constraints inherent in the system to make better decisions.
- Understand the perspectives of different functions within compliance and risk management.
- Develop a deep understanding of topics like anti-money laundering.
- Learn to conduct risk assessments and explore emerging themes in non-financial risk management.
About the Course
This course aims to give a comprehensive overview of the various dimensions of compliance, risk, and regulation. It is predominantly aimed at participants from the financial industry but is also relevant to other industries dealing with compliance issues. The course has a strong practical dimension, featuring guest speakers from the financial industry, PET, and global regulators. The first part of the course covers the fundamentals of what is expected of a compliance officer, building necessary skills across a spectrum of issues. The second part delves deeper into selected topics like anti-money laundering and automating the compliance function. Participants will gain insights into enterprise risk management, the value and limits of risk management, and the integration of financial and non-financial risk management.
Themes:
- Introduction to the fundamentals of Enterprise Risk Management and Non-Financial Risk Management.
- Understanding the value and limits of Risk Management.
- Conducting Risk Assessments.
- Anti-money laundering.
- Automating Compliance.
